This page explains how to make NPPR notifications and material changes if you are a Small Third Country firm.
Notifications to market
A firm can start marketing AIFs under NPPR once it submits a notification to us, under regulation 50 of the HM Treasury regulations, but should only do so once we send confirmation that we received the notification.
Notifications for sub-threshold non-EEA AIFMs marketing AIF(s), whether UK, EEA or non-EEA AIF(s), are submitted using our online system, Connect.
Notification of material changes
You must notify us of any material changes to information you previously submitted to us (including, but not limited to, the cease marketing and transfer management of AIFs).
Notifications of material changes are submitted using our online system, Connect.
Existing Connect users
If you're an existing Connect user, log in to Connect.
New Connect users
If you're new to Connect, you will first need to register before you can submit a notification.
NPPR notification fee
You need to pay an notification fee every time you make a new notification to us. This fee is non-refundable. You can make this payment using Connect with a credit or debit card.
Reporting obligations
If you are a Small Non-EEA AIFM or an Above-Threshold Non-EEA AIFM marketing in the UK under NPPR, you must report transparency information to us.